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Enforcement Actions
Enforcement actions are a formal regulatory measure used to address violations of law, unsafe or unsound practices, or noncompliance identified through supervisory or investigative activities.
SES Enforcement Action Resources for Agencies
How to manage enforcement actions in SES.
Managing Enforcement Actions
Learn how to create, review, and manage enforcement actions in the State Examination System (SES).
Inviting Agencies to Join a Multi-state Enforcement Action
Invite other agencies to join an enforcement action so they can participate in a multi-state enforcement action in SES.
Accepting or Rejecting an Invitation to Join a Multi-state Enforcement Action
Accept or reject an invitation to join a multi-state enforcement action after reviewing the invitation details.

Enforcement Actions
Enforcement actions are a formal regulatory measure used to address violations of law, unsafe or unsound practices, or noncompliance identified through supervisory or investigative activities.
- SES Enforcement Action Resources for Agencies
  How to manage enforcement actions in SES.
  - Job Aid: Conducting Your First Enforcement Action in SES
    This job aid serves as a guide for users conducting their first enforcement action in the State Examination System (SES). It highlights the basic workflow of an enforcement action in SES and points out important information along the way.
  - Setting Up Users for Enforcement Actions
    Learn how to assign SES Enforcement Action roles to agency users so they can access and work with enforcement actions in SES.
  - Enforcement Actions Homepage
    The Enforcement Actions homepage is the main workspace for users working with enforcement actions in SES. From this page, users can initiate enforcement actions, review invitations to join multi-state enforcement actions, and access enforcement actions associated with their agency.
  - Viewing and Searching for Enforcement Actions
    Search for enforcement actions in SES and open the desired enforcement action to view its details.
  - Managing Enforcement Actions
    Learn how to create, review, and manage enforcement actions in the State Examination System (SES).
    - Initiating an Enforcement Action
      Initiate a new enforcement action in SES by selecting a company and entering enforcement action details.
    - Reviewing an Enforcement Action before Initiating
      Review an enforcement action created from a supervisory activity referral and decide whether to initiate or cancel the enforcement action.
    - Moving an Enforcement Action to In Progress
      Move an enforcement action to the In Progress milestone so participants can begin conducting the enforcement action.
    - Inviting Agencies to Join a Multi-state Enforcement Action
      Invite other agencies to join an enforcement action so they can participate in a multi-state enforcement action in SES.
      - Reviewing an Invitation to Join a Multi-state Enforcement Action
        Review an invitation to join a multi-state enforcement action and view the enforcement action details provided by the inviting agency.
      - Accepting or Rejecting an Invitation to Join a Multi-state Enforcement Action
        Accept or reject an invitation to join a multi-state enforcement action after reviewing the invitation details.
  - Conducting an Enforcement Action
    Learn how to conduct enforcement actions in SES after an enforcement action has been initiated.

Accepting or Rejecting an Invitation to Join a Multi-state Enforcement Action

Accept or reject an invitation to join a multi-state enforcement action after reviewing the invitation details.

About this task

When another agency invites your agency to join a multi-state enforcement action, the invitation appears in the Pending Invitations section of the Enforcement Actions homepage. After reviewing the invitation details, you can accept the invitation so your agency can participate in the enforcement action or reject the invitation if your agency will not participate.

Procedure

Access the Enforcement Actions area of SES.
In the Pending Invitations section, select Review Invitation for the invitation you want to review.
Review the information displayed on the Review Invitation page.
Review the Invitation Details.
Choose one of the following options:
1. Select Accept Invitation to join the multi-state enforcement action.
2. Select Reject Invitation, enter the required comments, and confirm the rejection.

Results

The invitation is accepted or rejected based on your selection.

What to do next

Conducting an Enforcement Action

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.