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Enforcement Actions
Enforcement actions are a formal regulatory measure used to address violations of law, unsafe or unsound practices, or noncompliance identified through supervisory or investigative activities.
SES Enforcement Action Resources for Agencies
How to manage enforcement actions in SES.

Enforcement Actions
Enforcement actions are a formal regulatory measure used to address violations of law, unsafe or unsound practices, or noncompliance identified through supervisory or investigative activities.
- SES Enforcement Action Resources for Agencies
  How to manage enforcement actions in SES.
  - Job Aid: Conducting Your First Enforcement Action in SES
    This job aid serves as a guide for users conducting their first enforcement action in the State Examination System (SES). It highlights the basic workflow of an enforcement action in SES and points out important information along the way.
  - Setting Up Users for Enforcement Actions
    Learn how to assign SES Enforcement Action roles to agency users so they can access and work with enforcement actions in SES.
  - Enforcement Actions Homepage
    The Enforcement Actions homepage is the main workspace for users working with enforcement actions in SES. From this page, users can initiate enforcement actions, review invitations to join multi-state enforcement actions, and access enforcement actions associated with their agency.
  - Viewing and Searching for Enforcement Actions
    Search for enforcement actions in SES and open the desired enforcement action to view its details.
  - Managing Enforcement Actions
    Learn how to create, review, and manage enforcement actions in the State Examination System (SES).
  - Conducting an Enforcement Action
    Learn how to conduct enforcement actions in SES after an enforcement action has been initiated.

SES Enforcement Action Resources for Agencies

How to manage enforcement actions in SES.

SES allows regulatory agencies to initiate and manage enforcement actions associated with supervisory activities. Enforcement actions provide a structured workspace where agencies can document enforcement matters, collaborate with other regulators, and track the progress of an enforcement action through its lifecycle.

Depending on the situation, enforcement actions may involve a single agency or multiple agencies working together. SES supports collaboration across agencies by allowing participants to share documents, communicate, and coordinate enforcement activity within a single enforcement action record.

The topics below provide guidance for working with enforcement actions in SES, including how to set up users, initiate enforcement actions, manage participants, collaborate with other agencies, and conduct enforcement activities.

Select a topic below to learn more about specific enforcement action functionality in SES.

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.