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SES Reference
Reference documents and information about the State Examination System.
SES Policies
State Examination System Policy Guide
Company-specific Policies
SES Policies for companies.

SES Reference
Reference documents and information about the State Examination System.
- SES Policies
  State Examination System Policy Guide
  - General Policies
    State Examination System General Policies.
  - Agency-specific Policies
    SES Policies for state regulatory agencies.
  - Company-specific Policies
    SES Policies for companies.
    - Company Enrollment
      This policy addresses the process for a company to get access to SES and the role of state agency users in this process. In order to initiate a supervisory activity or complaint in the system, the company must be enrolled in the SES environment by a state agency.
    - SES Policy on the Third Party User Functionality
      The State Examination System (SES) offers enrolled companies the opportunity, if feasible, to receive external assistance during an examination or investigation (i.e., Supervisory Activity or SA) through its Third Party User functionality (or “TPU functionality").
- SES System Releases
  Software releases of the State Examination System. The releases are labeled by state, commonwealth, and territory names.
- SES Terms of Use
  Terms of use for the State Examination System, for agency and company users.
- Downloads
  Supporting documents, forms, and company communication templates available for download.
- How an Investigation is Different from an Exam
  An Investigation and an Examination are types of Supervisory Activity. This topic lists the key ways that investigations differ from examinations.
- Areas For Review
  Details about Areas for Review
- Complaints Reference
  More information about complaints.
- SES SA Analytics User Guide
  How to use the SA Analytics tool for SES.
- Frequently Asked Questions
- SES Event Recordings
  Links to recordings of SES events, meetings, calls, and workshops.
- Technical Information
  Email notifications and handling, technical requirements, etc.
- SES Glossary
  Terms and phrases used in the State Examination System and their definitions.

Company-specific Policies

SES Policies for companies.

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.