Defining the Scope by Creating a New Scope
When defining the scope, you can select the relevant business types, business activities, and areas for review (AFRs) for an examination or investigation.
About this task
Procedure
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Navigate to your supervisory activity.
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Click Scope.
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Click Define Scope in the top right.
- Click Create New Scope.
- Click Continue.
- Enter Review Period information, add comments, and upload applicable documents (if any).
- Review the Business Types and make any updates (if necessary).
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Select the Scope Definition Method.
- Business Activities: Start defining the scope by selecting business activities. Based on the selections made, available work programs are presented in the next step.
- Work Program: Start defining the scope by selecting a work program. Available work programs and their accompanying activities are presented in the next step. See SES Work Programs for further details.
- Click Continue.
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Select the Business Activities & Work Program for the
exam.
Note: You also have the option to Manually Add AFRs.
- Click Continue.
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Select the AFR Details.
- If you selected a Work Program, the AFRs are automatically populated. Review and make any necessary updates.
- If you selected to manually add AFRs, choose the desired Area for Review, Business Types, and Business Activities.
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Select your desired Next Available Action:
- Save In Progress Scope
- Mark Scope as Complete
- Send Scope for Review