About the State Examination System (SES)

State Examination System (SES) was developed by the Conference of State Bank Supervisors (CSBS), the same organization behind the Nationwide Multistate Licensing System & Registry (NMLS). Just as NMLS supports the licensing process of state regulators and their licensed companies, SES is now supporting the Examination and supervision processes.

SES is a secure online platform that manages the end-to-end workflow for Examination, Investigation, enforcements and other Supervisory Activity of state licensed companies.

Your company will interact with SES in the following primary areas:
  • The Information Request (IR) process. The complete list of information requests for this Examination will be shared with your company through the system and your responses to this request will take place in the system.
  • Receiving and responding to the Report of Examination (ROE). The report of examination and any follow-up items after the agency’s examination will be uploaded to SES and your company will be able to respond to the ROE and any follow-up items in the system.
Figure 1. A tour of SES