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Supervisory Activities
Supervisory activities are used for examining and investigating companies.
SES Examinations and Investigations Resources for Agencies
How to initiate and manage examinations and investigations of supervised companies.
Conducting a Supervisory Activity
A Supervisory Activity is an activity conducted by a state agency over a financial institution under its regulatory authority. It includes Examination, Investigation, and enforcement actions.
Closing Out a Supervisory Activity
When a Supervisory Activity is completed, you can close and lock it.
Updating Close Out Information
After the report is in “Complete” status and before the SA is closed, the EIC or staff user can enter and update the close out information on an SA.

Updating Close Out Information

After the report is in “Complete” status and before the SA is closed, the EIC or staff user can enter and update the close out information on an SA.

Before you begin

Entering Close Out Information

Procedure

Navigate to your supervisory activity.
Click Close Out > Update Close Out Information.
Make the desired updates.
Select the Complete Close Out Information option.
Click Complete Close Out Information.

What to do next

Closing and Locking a Supervisory Activity

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.