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Supervisory Activities
Supervisory activities are used for examining and investigating companies.
SES Examinations and Investigations Resources for Agencies
How to initiate and manage examinations and investigations of supervised companies.
Conducting a Supervisory Activity
A Supervisory Activity is an activity conducted by a state agency over a financial institution under its regulatory authority. It includes Examination, Investigation, and enforcement actions.
Closing Out a Supervisory Activity
When a Supervisory Activity is completed, you can close and lock it.

Closing Out a Supervisory Activity

When a Supervisory Activity is completed, you can close and lock it.

To close and lock a supervisory activity, you must enter the Close Out information and mark it as complete. The report response must also be marked as complete. See Marking Report Response from Company as Complete for more information.

Note: Only staff users from the lead agency assigned as a participant on the SA can close and lock an SA. The close out information must be completed and the report response from the company must be marked complete by the EIC to be able to close and lock an SA.

Figure 1. Video: Entering Closeout Information and Marking the Report Response as Complete

Figure 2. Video: Closing and Locking a Supervisory Activity

Fastpath: View the SES Milestones Prezi for a handy job-aid.

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.