External Supervisory Documents on a Company Record

CSBS Support Staff can add documents to a company’s record in SES from external sources (other than NMLS and SES), including federal and state agencies.

The lists provided in this topic are subject to change as CSBS Support Staff make additions to this feature of the system.

Sources of External Supervisory Documents

This is a non-exhaustive list of the sources of external supervisory documents that CSBS Support Staff can add to a company record:

  • Consumer Financial Protection Bureau (CFPB)
  • Department of Justice (DOJ)
  • Farm Credit Administration (FCA)
  • Federal Deposit Insurance Corporation (FDIC)
  • Federal Housing Finance Agency (FHFA)
  • Federal Reserve Board (FRB)
  • Federal Trade Commission (FTC)
  • Financial Crimes Enforcement Network (FinCEN)
  • Ginnie Mae (GNMA)
  • Housing & Urban Development & Federal Housing Administration (HUD/FHA)
  • Internal Revenue Services (IRS)
  • National Credit Union Association (NCUA)
  • Office of the Comptroller of the Currency, Treasury (OCC)
  • State Attorney General

External Supervisory Document Types

This is a non-exhaustive list of the types of external supervisory documents that CSBS Support Staff can add to a company record:

  • Close-out Letter
  • Information Request
  • Memorandum of Understanding
  • MRA Summary Letter
  • MRA Close-out Letter
  • Report of Exam
  • Regulatory Action
  • Supervisory Letter