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Supervisory Activities
Supervisory activities are used for examining and investigating companies.
SES Examinations and Investigations Resources for Agencies
How to initiate and manage examinations and investigations of supervised companies.
Conducting a Supervisory Activity
A Supervisory Activity is an activity conducted by a state agency over a financial institution under its regulatory authority. It includes Examination, Investigation, and enforcement actions.
Matters Requiring Attention
Matters Requiring Attention are optional tools to enable communications between agency and company regarding the resolution of findings from the exam.

Matters Requiring Attention

Matters Requiring Attention are optional tools to enable communications between agency and company regarding the resolution of findings from the exam.

Use of the MRA feature is optional but recommended as it promotes transparency and clarity to both the regulator(s) and company on an SA.

Note: The MRA tab becomes available once an SA is moved to In-Flight.

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.