SES Examinations and Investigations Resources for Companies
Responding to examinations and investigations in State Examination System (SES).
Thank you for your interest in the State Examination System (SES). SES is a one-stop-shop for the financial services companies that brings a company’s entire engagement with state regulators onto a single platform, which in turn brings efficiencies to state supervision.
For a company to get access to SES to handle a consumer complaint or manage a state examination in the System, a state regulatory agency must first send a system enrollment request to the company. Unless a company receives a specific request from a state agency to enroll in SES, the company does not need to take action or complete any steps at this time.
Below is a set of resources available to companies to learn more about using SES to participate in examinations and investigations.
Other resources:
- getStart/topics/c_TourOfSES.html: A video that provides an overview of the system.
- Information Sharing: Instructional videos that provide information on concepts behind the system.
- exam_inv/topics/c_company_1stExam_jobAid.html: A guide to help you complete an exam in SES.
- bizContent/faq/topics/c_company_SES_FAQ.html: Find answers to common questions about the system.
- bizContent/faq/topics/c_company_SES_Security.html
- bizContent/SES_Policy/topics/c_SES_policies.html: Contains all SES policies and a glossary of terms.
- sysRel/topics/c_SES_SystemReleases.html: Information and tutorials about updates that have been made to the system.
- bizContent/reference/topics/r_SES_emailNotifications.html
- bizContent/reference/topics/r_SES_HoursAndSupportForIndustry.html
- getStart/topics/c_company_getStart_AppA.html
- getStart/topics/c_company_getStart_AppB.html