Reference documents and information about the State Examination System.
State Examination System Policy Guide
State Examination System General Policies.
This policy governs the companies that are eligible to participate in supervisory activities in State Examination System (SES).
This policy defines the finding types in the system, and the term “alleged violation."
In support of the supervision process, the State Examination System (SES) allows both agency and company users to upload documents.
This policy addresses the retention and disposal of documents and data in the State Examination System (SES). System users will be made aware of this policy during their initial onboarding.
SES Policies for state regulatory agencies.
SES Policies for companies.
Software releases of the State Examination System. The releases are labeled by state, commonwealth, and territory names.
Terms of use for the State Examination System, for agency and company users.
Supporting documents and forms available for download.
An Investigation and an Examination are types of Supervisory Activity. This topic lists the key ways that investigations differ from examinations.
Details about Areas for Review
More information about complaints.
How to use the SA Analytics tool for SES.
Links to recordings of SES events, meetings, calls, and workshops.
Email notifications and handling, technical requirements, etc.
Terms and phrases used in the State Examination System and their definitions.
Contact the Call Center at 1-800-269-6189.Agency users, please visit the Secure Portal for phone and email contacts.
