T, U, V, W, X, Y, Z

SES Glossary of terms, T-Z.

Tasks

Action items in SES requiring completion.

Third Party User

SES users added to a supervisory activity by a company user. Unlike company users, third party users are granted access to only certain supervisory activities, at the discretion of the company.

Time Frame

The begin and end dates pertaining to an information request, may differ from the examination period.

Violation

A type of finding in SES. A violation includes an act or omission by the company that amounts to the transgression of a law, regulation, rule, or administrative code. The agency may require the company to take steps to correct the violation and there will generally be a follow-up from the state agency regarding the plan or steps that the company will take to correct the violation.

Work Programs

SES functionality that automatically builds the scope of an examination, including areas for review and information requests, based on the business type and business activities of the company being examined. The work program incorporates a “badge feature” when its key AFRs are used and also shows the program’s affiliation where applicable (e.g., MTRA, NACCA). The badge feature assists agencies in determining which examinations they want to review for leveraging or acceptance of exams.