Q-R
SES Glossary of terms, Q-R.
QuickIR
QuickIR allows a company to browse through the
standard information requests (IRs) in the State Examination System (SES) and prepare
responses to those IRs in advance of an upcoming examination.
QuickIR
QuickIR
Recommendation
A type of finding in SES. Offers an
opportunity for the company to improve compliance or risk
management posture with a statute, regulation, rule, company
policy/procedure or other regulatory expectation.
References
Workpapers, templates, websites, and/or any other supplemental
reference material that an agency may choose to use used to support the supervision
process, and to better navigate SES.
references
Report Commentary
Feedback provided by the state regulatory agency participants on a supervisory activity to help put together the report of examination.
Report of Examination
A formal document provided to the examinee after the examination has been completed and the examiner reaches a determination regarding its evaluation of the company. It provides a summary of the findings and may include instructions for corrective actions that must be taken by the examinee.
Report of Examination (ROE)
ROE
Regulatory User Group
Regulatory User Group (RUG)